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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-19
NJ RA APPROVED 2025-07-11
CT RA APPROVED 2025-07-10
NY RA APPROVED 2025-07-10
PA RA APPROVED 2025-07-10
  • CA RA
    APPROVED
    Since 2025-08-19
  • NJ RA
    APPROVED
    Since 2025-07-11
  • CT RA
    APPROVED
    Since 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10
  • PA RA
    APPROVED
    Since 2025-07-10

Branch Locations

241 W 37Th St Rm 602, New York, NY 10018 • United States

Newport Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Insurance Bloomington IL 08/2016 12/2016
Austin Raab Insurance Agency New York NY 01/2017 Present
State Farm Vp Management Corp New York NY 06/2018 Present
State Farm Investment Management Corp New York NY 04/2025 Present
  • 08/2016 → 12/2016
    State Farm Insurance
    Bloomington, IL
  • 01/2017 → Present
    Austin Raab Insurance Agency
    New York, NY
  • 06/2018 → Present
    State Farm Vp Management Corp
    New York, NY
  • 04/2025 → Present
    New York, NY
Other Businesses

1) Austin Raab's Insurance Agency; Insurance Agency; Investment-related; 241 W 37th St Rm 600 New York, NY 10018-6789; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2017; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-10
S63 Uniform Securities Agent State Law Examination 2015-11-04
  • S65 Uniform Investment Adviser Law Examination
    2025-07-10
  • S63 Uniform Securities Agent State Law Examination
    2015-11-04

View on SEC IAPD

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