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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-11-14 |
| MO | RA | APPROVED | 2024-11-14 |
Branch Locations
9900 W. 109Th Street Suite 120, Overland Park, KS 66210 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Overland Park | KS | 09/2015 | 06/2022 |
| Thrivent Financial | Appleton | WI | 04/2016 | 06/2022 |
| Pruco Securities, Llc | Overland Park | KS | 06/2022 | 11/2024 |
| The Prudential Insurance Company Of America | Overland Park | KS | 06/2022 | Present |
| Lpl Enterprise, Llc | St. Louis | MO | 11/2024 | Present |
1) 10/11/2024 - Broker Source - Relationship manager for clients providing additional products and services for individuals and businesses - Outside/W-2 Employment - Non Inv Related - At OVERLAND PARK, KS - Start Date 10/27/2022 - 2hrs/mth - 0hrs/mth During Trading 2) 03/11/2025 - Sandler Financial Solutions LLC- DBA for LPL Business (entity for LPL business)- inv. related - at reported business location(s)- start date 11/15/2024- 150hrs/mnth-130rs during trading 3) 04/30/2025-Suburban Lawn & Garden-Sales Associate Annuals/Perenniels-Outside/W-2 Employment-Not inv related-At Overland Park, KS-Start date 04/26/2025-60hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-29 |
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