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Uriah Deshawn Williams

LPl Financial LLC

Hoover, AL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-07
AL RA APPROVED 2026-02-05
MD RA APPROVED 2025-08-06
  • TX RA
    APPROVED
    Since 2026-02-07
  • AL RA
    APPROVED
    Since 2026-02-05
  • MD RA
    APPROVED
    Since 2025-08-06

Branch Locations

Hoover, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Birmingham AL 05/2016 02/2023
Morgan Stanley Private Bank, N.A. New York NY 07/2016 02/2023
Intelus Advisory Group, Llc Birmingham AL 02/2023 01/2026
Lpl Financial Llc Birmingham AL 02/2023 Present
Morgan Stanley Private Bank, N.A New York NY 07/2016 02/2023
  • 05/2016 → 02/2023
    Birmingham, AL
  • 07/2016 → 02/2023
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 02/2023 → 01/2026
    Birmingham, AL
  • 02/2023 → Present
    Birmingham, AL
  • 07/2016 → 02/2023
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

1) 1/2023- Intelus Wealth Management- DBA for LPL Business (entity for LPL business)- inv. related- Birmingham AL 2) 2/15/2023 - Intelus Advisory Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 02/28/2023 - 200 Hours Per Month/7 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through Intelus Advisory Group, an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 2/15/2023 - Intelus Advisory Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 12/22/2022 - 200 Hours Per Month/7 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through Intelus Advisory Group, an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 01/30/2026 - JET WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Not Investment Related - At Reported Business Location(s) - Start Date 02/01/2026 - 250 hours per month/ 200 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-10
S63 Uniform Securities Agent State Law Examination 2015-09-17
  • S65 Uniform Investment Adviser Law Examination
    2015-10-10
  • S63 Uniform Securities Agent State Law Examination
    2015-09-17
Other Names
  • Uriah Williams

View on SEC IAPD

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