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Marcus P Smith

J.P. Morgan Securities LLC

Brandon, FL

Tampa, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-01
FL RA APPROVED 2018-12-13
  • TX RA
    APPROVED_RES
    Since 2019-10-01
  • FL RA
    APPROVED
    Since 2018-12-13

Branch Locations

1593 W. Brandon Blvd, Brandon, FL 33511 • United States

10430 Highland Manor Drive, Tampa, FL 33610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Birmingham MI 05/2016 08/2018
Morgan Stanley Private Bank, N.A. Birmingham MI 08/2016 08/2018
Jp Morgan Securities, Llc Valrico FL 09/2018 Present
Jp Morgan Chase Bank, N.A. Valrico FL 09/2018 Present
  • 05/2016 → 08/2018
    Morgan Stanley
    Birmingham, MI
  • 08/2016 → 08/2018
    Morgan Stanley Private Bank, N.A.
    Birmingham, MI
  • 09/2018 → Present
    Jp Morgan Securities, Llc
    Valrico, FL
  • 09/2018 → Present
    Jp Morgan Chase Bank, N.A.
    Valrico, FL
Previous Registrations
  • 2016-08-09 → 2018-08-20
    Morgan Stanley
    Birmingham, MI
    Troy, MI
    Birmingham, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-05
  • S66 Uniform Combined State Law Examination
    2016-08-05
Other Names
  • Marcus Smith
  • Marcus Paul Smith

View on SEC IAPD

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