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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-03-27
TX RA APPROVED_RES 2025-03-20
  • MA RA
    APPROVED
    Since 2025-03-27
  • TX RA
    APPROVED_RES
    Since 2025-03-20

Branch Locations

2345 Washington St Ste 101, Newton Lower Falls, MA 02462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Hingham MA 08/2015 03/2025
Raymond James Financial Services Inc. Newton Lower Falls MA 03/2025 Present
Raymond James Financial Services Advisors Inc. Newton Lower Falls MA 03/2025 Present
Previous Registrations
Other Businesses

Name of Business: North Atlantic Investment Partners, llc. Address: 2345 Washington St Ste 101, Newton Lower Falls MA 02462 Activity Type: Support Company - Owner/Non-Owner Position/Title: Other Investment Related: No Start Date: 3/2025 HPM: 0-1 HPM trade hours: 0-1 Duties: Branch/ RJ premise

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-28
  • S66 Uniform Combined State Law Examination
    2015-10-28

View on SEC IAPD

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