Dustin Charles Sauter

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 11/2016
  Don Wendel Agency- Horace Mann
  New Ulm, MN
• 04/2016 → 11/2016
  Horace Mann Companies
  Springfield, IL
• 04/2016 → 11/2016
  Horace Mann Investors, Inc.
  Springfield, IL
• 11/2016 → Present
  Pratt Financial, Inc
  North Mankato, MN
• 11/2016 → Present
  Commonwealth Financial Network
  Waltham, MA

Other Businesses

1. Fixed insurance sales; Located at 1651 Commerce Drive, Suite 100, North Mankato, MN 56003, as of 10/16/2025; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-Owner, Pratt Financial Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 01/01/2026; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-06-24

Designations

• Certified Financial Planner