John Earl Scarborough

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 08/2021
  New York Life Insurance Company
  Houston, TX
• 11/2015 → 08/2021
  Nylife Securities Llc
  Houston, TX
• 07/2020 → 08/2021
  Scarborough Insurance And Financial Services
  Houston, TX
• 10/2020 → 08/2021
  Eagle Strategies Llc
  Houston, TX
• 10/2021 → Present
  Lpl Financial Llc
  Richmond, VA

Previous Registrations

• 2020-10-15 → 2021-10-20
  Eagle Strategies Llc
  Sugarland, TX
  Houston, TX

Other Businesses

(1) 12/14/2021 - Independent Medicare Advisors - Investment Related - At Reported Business Location(s) - Insurance Agency - Owner - Start Date: 1/3/2022 - 40 Hours Per Month/30 Hours During Securities Trading. (2) 08/30/2022 - Safeguard Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading (3) 10/06/2022 - Safeguard Financial Services - Investment Related - Property and Casualty - Start Date - 09/29/2022 - 20 Hours Per Month/20 Hours During Securities Trading (4) 01/10/2023 - Safeguard Financial Services - Investment Related - Author - Start Date: 12/30/2022 - 10 Hours Per Month/0 Hours During Securities Trading. (5) 3/1/2023 - US Trading Inc. - Not Investment Related - Rep's Business - Importer - Start Date - 02/03/2023 - 40 Hours Per Month/30 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2020-09-30
• S63 Uniform Securities Agent State Law Examination
  2016-02-27