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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-12-01
  • NC RA
    APPROVED
    Since 2021-12-01

Branch Locations

4521 Sharon Rd Suite 400, Charlotte, NC 28211 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundio CA 01/2013 11/2021
Carroll Financial Associates Inc Charlotte NC 12/2011 11/2021
Lpl Financial Llc Charlotte NC 11/2021 06/2025
Wealth Enhancement Advisory Services, Llc Charlotte NC 11/2021 Present
Wealth Enhancement Group Charlotte NC 12/2021 Present
Wealth Enhancement Brokerage Services Charlotte NC 12/2021 Present
  • 01/2013 → 11/2021
    Cetera Advisor Networks Llc
    El Segundio, CA
  • 12/2011 → 11/2021
    Carroll Financial Associates Inc
    Charlotte, NC
  • 11/2021 → 06/2025
    Lpl Financial Llc
    Charlotte, NC
  • 11/2021 → Present
    Charlotte, NC
  • 12/2021 → Present
    Wealth Enhancement Group
    Charlotte, NC
  • 12/2021 → Present
    Wealth Enhancement Brokerage Services
    Charlotte, NC
Previous Registrations
  • 2011-12-12 → 2021-12-08
    Carroll Financial Associates Inc
    Charlotte, NC
  • 2010-03-10 → 2011-12-12
    Charlotte, NC
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - DBA: (Hybrid) Wealth Enhancement Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/16/2021 - 100 Hours Per Month/100 Hours During Securities Trading - Time Spent 70% - I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-05
S63 Uniform Securities Agent State Law Examination 2007-06-13
  • S66 Uniform Combined State Law Examination
    2010-03-05
  • S63 Uniform Securities Agent State Law Examination
    2007-06-13
Other Names
  • John Michael Hall

View on SEC IAPD

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