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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-12-01 |
Branch Locations
4521 Sharon Rd Suite 400, Charlotte, NC 28211 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundio | CA | 01/2013 | 11/2021 |
| Carroll Financial Associates Inc | Charlotte | NC | 12/2011 | 11/2021 |
| Lpl Financial Llc | Charlotte | NC | 11/2021 | 06/2025 |
| Wealth Enhancement Advisory Services, Llc | Charlotte | NC | 11/2021 | Present |
| Wealth Enhancement Group | Charlotte | NC | 12/2021 | Present |
| Wealth Enhancement Brokerage Services | Charlotte | NC | 12/2021 | Present |
WEALTH ENHANCEMENT ADVISORY SERVICES LLC - DBA: (Hybrid) Wealth Enhancement Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/16/2021 - 100 Hours Per Month/100 Hours During Securities Trading - Time Spent 70% - I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-13 |
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