Juan Ramon Roman

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 10/2016
  J.P. Morgan Securities Llc
  Phoenix, AZ
• 07/2015 → 10/2016
  J.P. Morgan Chase Bank
  Phoenix, AZ
• 11/2016 → 11/2018
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 11/2018 → 03/2019
  Unemployed
  Phoenix, AZ
• 03/2019 → Present
  Morgan Stanley
  Gilbert, AZ
• 02/2020 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2018-10-17 → 2018-11-21
  Charles Schwab & Co., Inc.
  Phoenix, AZ

Exams

• S66 Uniform Combined State Law Examination
  2018-10-17
• S63 Uniform Securities Agent State Law Examination
  2015-11-12

Other Names

• Juan Ramon Roman
• Juan R Roman