Mark Rindner

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 03/2016 → Present
  Bank Of America, N.A.
  Charlotte, NC

Other Businesses

I*92251 For profit or not for profit: For-Profit Organization Name of outside business organization: Rindustries LLC Investment related: N Address of business: NYC, New York 10021 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 3/1/2013 Number of hours devoted: 40 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Rindustries in a product development company. The main purpose of this company has been to develop ideas and patent them. My role has been to originate, design and then fund the patents. The business conducted is a very part time basis. I*135262 For profit or not for profit: For-Profit Organization Name of outside business organization: SAMMYMORGAN LLC Investment related: Y Address of business: CHARLOTTE, North Carolina 28277 Nature of business: LLC, Position, title, association: Owner, I am the Member of the LLC Start date of relationship: 12/22/2020 Number of hours devoted: 5 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This LLC is for the transfer assets into the Trust

Exams

• S66 Uniform Combined State Law Examination
  2015-12-28