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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-08-25 |
| NC | RA | APPROVED | 2016-01-04 |
Branch Locations
13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 07/2015 | Present |
| Bank Of America, N.A. | Charlotte | NC | 03/2016 | Present |
I*92251 For profit or not for profit: For-Profit Organization Name of outside business organization: Rindustries LLC Investment related: N Address of business: NYC, New York 10021 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 3/1/2013 Number of hours devoted: 40 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Rindustries in a product development company. The main purpose of this company has been to develop ideas and patent them. My role has been to originate, design and then fund the patents. The business conducted is a very part time basis. I*135262 For profit or not for profit: For-Profit Organization Name of outside business organization: SAMMYMORGAN LLC Investment related: Y Address of business: CHARLOTTE, North Carolina 28277 Nature of business: LLC, Position, title, association: Owner, I am the Member of the LLC Start date of relationship: 12/22/2020 Number of hours devoted: 5 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This LLC is for the transfer assets into the Trust
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-28 |
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