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John Paul Norris

Charles Schwab & Co., Inc.

Plantation, FL

Miami, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-03
  • FL RA
    APPROVED
    Since 2025-02-03

Branch Locations

1179 South University Drive Suite 310, Plantation, FL 33324 • United States

801 Brickell Ave Suite 640, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Inc. Saint Louis MO 09/2015 11/2016
Scottrade Inc. Saint Louis MO 11/2016 02/2018
Td Ameritrade, Inc. Satellite Beach FL 02/2018 06/2024
Charles Schwab & Co, Inc Plantation FL 01/2023 Present
Charles Schwab Bank, Ssb Plantation FL 02/2025 Present
  • 09/2015 → 11/2016
    Scottrade Inc.
    Saint Louis, MO
  • 11/2016 → 02/2018
    Scottrade Inc.
    Saint Louis, MO
  • 02/2018 → 06/2024
    Td Ameritrade, Inc.
    Satellite Beach, FL
  • 01/2023 → Present
    Charles Schwab & Co, Inc
    Plantation, FL
  • 02/2025 → Present
    Charles Schwab Bank, Ssb
    Plantation, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-29
S63 Uniform Securities Agent State Law Examination 2015-11-09
  • S65 Uniform Investment Adviser Law Examination
    2025-01-29
  • S63 Uniform Securities Agent State Law Examination
    2015-11-09
Other Names
  • John Norris

View on SEC IAPD

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MORGAN STANLEY · Plantation, FL
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