Elidia Elizabeth Alvarez Rojas

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2018-08-07
TX	RA	APPROVED	2018-08-07

Branch Locations

510 E 96Th St, Indianapolis, IN 46240 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Bank, Na	Rushville	IN	08/2005	08/2018
Wells Fargo Advisors, Llc	Rushville	IN	07/2015	11/2016
Wells Fargo Clearing Services, Llc	Rushville	IN	11/2016	08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Indianapolis	IN	08/2018	Present
Bank Of America, N.A.	Indianapolis	IN	08/2018	Present

08/2005 → 08/2018

Wells Fargo Bank, Na

Rushville, IN
07/2015 → 11/2016

Wells Fargo Advisors, Llc

Rushville, IN
11/2016 → 08/2018

Wells Fargo Clearing Services, Llc

Rushville, IN
08/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN
08/2018 → Present

Bank Of America, N.A.

Indianapolis, IN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-21
S63	Uniform Securities Agent State Law Examination	2015-09-16