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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-14 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Westlake | TX | 03/2017 | 05/2020 |
| Veritude Llc | Westlake | TX | 09/2016 | 03/2017 |
| Ally Invest Securities Llc | Charlotte | NC | 02/2021 | 05/2025 |
| Alexander Grace Llc | Frisco | TX | 08/2020 | 09/2020 |
| Lowe's Home Centers, Llc | Lewisville | TX | 10/2020 | 11/2020 |
| Navient | Irving | TX | 11/2020 | 12/2020 |
| Unemployed | Dallas | TX | 05/2020 | 07/2020 |
| Unemployed | Dallas | TX | 09/2020 | 10/2020 |
| Unemployed | Dallas | TX | 01/2021 | 02/2021 |
| Ally Invest Advisors | Charlotte | NC | 10/2021 | 05/2025 |
| Fisher Investments | Plano | TX | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-03 |
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