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Erin Claire Sheehan

Capital Client Group, Inc.

Los Angeles, CA

Bellevue, WA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-09
  • CA RA
    APPROVED
    Since 2024-05-09

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Bellevue, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investment Services Baltimore MD 07/2014 04/2024
Capital Group / American Funds Distributors, Inc. Los Angeles CA 05/2024 Present
  • 07/2014 → 04/2024
    T. Rowe Price Investment Services
    Baltimore, MD
  • 05/2024 → Present
    Capital Group / American Funds Distributors, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-01
S63 Uniform Securities Agent State Law Examination 2005-01-26
  • S65 Uniform Investment Adviser Law Examination
    2017-08-01
  • S63 Uniform Securities Agent State Law Examination
    2005-01-26
Other Names
  • Erin Sheehan

View on SEC IAPD

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