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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-03-31 |
| KY | RA | APPROVED | 2025-10-31 |
| CO | RA | APPROVED | 2025-02-12 |
| CA | RA | APPROVED | 2024-11-08 |
| FL | RA | APPROVED | 2024-01-05 |
| GA | RA | APPROVED | 2023-07-24 |
| SC | RA | APPROVED | 2022-08-16 |
| VA | RA | APPROVED | 2021-07-29 |
| WA | RA | APPROVED | 2019-12-06 |
| TX | RA | APPROVED_RES | 2019-08-21 |
| NC | RA | APPROVED | 2016-08-29 |
Branch Locations
2990 Bethesda Place Unit 603D, Winston-Salem, NC 27103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Winston-Salem | NC | 09/2015 | Present |
| Park Avenue Securities Llc | Winston-Salem | NC | 11/2015 | Present |
1. Insurance Other Than Guardian-insurance companies other than Guardian to place life insurance,. Start: 11/21/2018, Address: 2990 Bethesda Place, Suite 603D, Winston Salem NC 27103, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation, 2. Do The Opposite, LLC-5% ownership in commercial building, Start: 11/24/2020, Address: 2990 Bethesda Place, Suite 603D, 5 total hours per month, 2 during securities trading hours, Investment related, Less than 10% annual compensation, 3. Deep Roots WS LLC, Start: 8/5/2025, Nature: Entity created to participate in investment real estate opportunities, Address:133 OHenry Ave Davidson, NC 28036, Duties: Owner, 5 total hours per month; 2 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-14 |
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