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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-07-15 |
Branch Locations
Miami, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Private Bank International | Miami | FL | 01/2014 | 01/2018 |
| Hsbc Securities (Usa) Inc. | Miami | FL | 08/2015 | 01/2018 |
| Ubs Financial Services Inc. | Miami | FL | 01/2018 | Present |
| Citigroup | Miami | FL | 07/2019 | Present |
ILGO Enterprises Corp; Babysitting Services; Not investment-related; Miami, FL; Affiliation started on 07/08/2013; Title: President; Duties: N/A.Only in case something happens to my mother; 0 hours devoted each month during and outside securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-10 |
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