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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-10
VA RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10
  • VA RA
    APPROVED
    Since 2023-08-10

Branch Locations

4000 Legato Rd 11Th Fl, Fairfax, VA 22033 • United States

800 E Canal St St 950, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc. St. Paul MN 08/2015 08/2023
Minnesota Life St. Paul MN 08/2015 08/2023
Virginia Asset Management Midlothian VA 08/2015 Present
Cetera Wealth Services, Llc Fairfax VA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 08/2015 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 08/2015 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 08/2015 → Present
    Virginia Asset Management
    Midlothian, VA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Fairfax, VA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2015-10-01 → 2023-08-10
    Securian Financial Services, Inc.
    Midlothian, VA
    Fairfax, VA
    Richmond, VA
    Midlothian, VA
    St. Paul, MN
Other Businesses

1) NAME OF OTHER BUSINESS: CHRISTOPHER ELLIS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: GUEST SPACE RENTAL; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTING OUT GUEST SPACE IN RESIDENCE ON AIRBNB; 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2015; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3) NAME OF OTHER BUSINESS: IRONGATE CAPITAL ADVISORS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2021;, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND SALE & SERVICE OF FIXED INSURANCE PRODUCTS; 4) NAME OF OTHER BUSINESS: CRE CAPITAL MANAGEMENT, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ENTITY FOR TAX PURPOSES; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ENTITY FOR FEES AND TAX PURPOSES; 5) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: 64 SKYLINE RD, KITTY HAWK, NC 27949; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWNER OF OUR SECOND PROPERTY - RENTING THROUGH RESORT REALTY; 6) NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: N ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HEALTH INSURANCE START DATE: 10/2024 POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: INTRODUCE BUSINESS TO THE HEALTH INSURANCE DEPARTMENT OF VAM

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-22
  • S66 Uniform Combined State Law Examination
    2015-09-22

View on SEC IAPD

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