Daniel Egbert

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-08-02
VA	RA	APPROVED	2023-05-22
OH	RA	APPROVED	2009-08-04

GA RA
APPROVED

Since 2024-08-02
VA RA
APPROVED

Since 2023-05-22
OH RA
APPROVED

Since 2009-08-04

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial S. - Wilmington	Columbus	OH	08/2009	Present

08/2009 → Present

Ubs Financial S. - Wilmington

Columbus, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-03-24

S66 Uniform Combined State Law Examination

2000-03-24

Other Names

Daniel James Egberg
Daniel James Egberg
Daniel James Egbert

View on SEC IAPD

Employer firm

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

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