Sara Stoessel Riley

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 08/2023
  Securian Financial Services Inc.
  St. Paul, MN
• 08/2015 → 08/2023
  Minnesota Life
  St. Paul, MN
• 08/2015 → Present
  Renaissance Financial
  St. Louis, MO
• 08/2023 → Present
  Cetera Wealth Services, Llc
  St. Louis, MO
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-03-15 → 2023-08-10
  Securian Financial Services, Inc.
  St. Louis, MO
  St. Paul, MN

Other Businesses

1. BNI POSITION: Member NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2018 ADDRESS: , COLLINSVILLE IL , United States DESCRIPTION: Member 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: July 2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 3. KIDS IN THE MIDDLE POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2008 ADDRESS: , St Louis MO , United States DESCRIPTION: Volunteer 4. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: July 2018 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 5. ROSEDALE SUBDIVISION NEIGHBORHOOD POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: , Arnold MO , United States DESCRIPTION: Volunteer 6. NAME OF OTHER BUSINESS: LONE DELL ELEMENTARY PARENTS CLUB; INVESTMENT RELATED: NO; ADDRESS: 2500 TOMAHAWK DR, ARNOLD, MO 63010; NATURE OF BUSINESS: PARENTS CLUB; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SUPPORT THE SCHOOL COMMUNITY THROUGH EVENT PLANNING, VOLUNTEERING, AND FUNDRAISING ORGANIZATION;

Exams

• S66 Uniform Combined State Law Examination
  2016-01-29

Other Names

• Sara Jeanette Stoessel