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10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-26 |
| WA | RA | APPROVED | 2020-12-03 |
Branch Locations
10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bellevue | WA | 07/2015 | Present |
| Dba: Scs - (Sound Consulting Services) | Bellevue | WA | 12/2020 | Present |
1. 7/28/2015 - SCS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 07/16/2015 - 160 HOURS PER MONTH - 100% TIME SPENT. 2. 1/13/2021 - BENSLER, LLC - DBA: (Hybrid) SCS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/01/2020 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/23/2021 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date: 6/9/2016 - 10 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-29 |
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