Hughie Brock Harris

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 12/2016
  Army Materiel Command (Amc)
  Redstone Arsenal, AL
• 05/2016 → Present
  Money Concepts Capital Corp.
  Palm Beach Gardens, FL

Other Businesses

1. The Harris Group, LLC., 181 Third Avenue PO Box 442 Dayton, TN 37321. Not investment related entity. Only marketing name. Investment related, 1-20% time spent on activity during securities hrs. 2. American Legion Post 100, 378 First Avenue, Dayton, TN 37321. Officer, Non-investment related, 1-10% time spent on activity during non-securities hrs.

Exams

• S66 Uniform Combined State Law Examination
  2017-02-27

Other Names

• H. Brock Harris
• Brock H. Harris