Michael George Graham

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 12/2016
  Edward Jones
  St Louis, MO
• 01/2017 → 10/2019
  Stifel Nicolaus & Co Inc
  St. Louis, MO
• 10/2019 → 08/2021
  Wells Fargo Clearing Services
  St Louis, MO
• 08/2021 → Present
  Raymond James & Associates, Inc
  St. Louis, MO
• 09/2023 → Present
  Raymond James Financial Services
  St. Louis, MO
• 01/2025 → Present
  Uber And Lyft
  St. Louis, MO

Previous Registrations

• 2019-11-07 → 2021-08-05
  Wells Fargo Clearing Services, Llc
  St. Louis, MO
• 2017-01-11 → 2019-11-01
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
• 2016-06-30 → 2017-01-06
  Edward Jones
  Maryland Heights, MO

Other Businesses

1) Name of Business: TravelPlex Address: 901 Washington Ave Unit 602, St Louis, MO, 63101, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 04/24/2023 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Part Time Independent Contractor Travel Agent for Travelplex. Will help friends, family and others to book travel for vacations , etc. This will not be conducted during business hours. (2) Name of Business: Uber and Lyft Address: 901 washington Ave, Unit 602, MO, 63101, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 01/13/2025 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Part Time Uber and Lyft Driver

Exams

• S66 Uniform Combined State Law Examination
  2016-06-29

Other Names

• Michael George Graham
• Michael Graham