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Casey Lee Mcclurkin

Hightower Advisors, LLC

Chicago, IL

Falmouth, ME

CRD 6534471

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2022-05-24
  • ME RA
    APPROVED
    Since 2022-05-24

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

5 Fundy Rd Suite 2D, Falmouth, ME 04105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Portland ME 07/2015 08/2018
Ameriprise Financial Services, Inc Knoxville TN 09/2019 05/2020
Evolve Money Coaching Portland ME 08/2018 09/2019
Ameriprise Financial Services, Llc Alcoa TN 04/2021 05/2022
Self Employed Austin TX 06/2020 03/2021
Hightower Advisors, Llc Falmouth ME 05/2022 Present
  • 07/2015 → 08/2018
    Ameriprise Financial Services, Inc.
    Portland, ME
  • 09/2019 → 05/2020
    Ameriprise Financial Services, Inc
    Knoxville, TN
  • 08/2018 → 09/2019
    Evolve Money Coaching
    Portland, ME
  • 04/2021 → 05/2022
    Alcoa, TN
  • 06/2020 → 03/2021
    Self Employed
    Austin, TX
  • 05/2022 → Present
    Falmouth, ME
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-23
  • S66 Uniform Combined State Law Examination
    2016-06-23
Other Names
  • Casey L Mcclurkin

View on SEC IAPD

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