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Inactive

Eric M Thompson

Titan

New York, NY

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Current Employers
Titan

508 Laguardia Place, New York, NY 10012 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-31
NY RA APPROVED 2026-06-29
TX RA APPROVED 2026-06-29
  • NJ RA
    APPROVED
    Since 2026-08-31
  • NY RA
    APPROVED
    Since 2026-06-29
  • TX RA
    APPROVED
    Since 2026-06-29

Branch Locations

508 Laguardia Place, New York, NY 10012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Round Table Wealth Management Westfield NJ 06/2014 11/2022
Cerity Partners Llc New York NY 12/2022 01/2025
Titan Global Capital Management Usa Llc New York NY 06/2026 Present
Titan Global Capital Management, Inc. New York NY 06/2026 Present
Secfi Advisory Limited New York NY 01/2025 06/2026
  • 06/2014 → 11/2022
    Round Table Wealth Management
    Westfield, NJ
  • 12/2022 → 01/2025
    New York, NY
  • 06/2026 → Present
    Titan Global Capital Management Usa Llc
    New York, NY
  • 06/2026 → Present
    Titan Global Capital Management, Inc.
    New York, NY
  • 01/2025 → 06/2026
    New York, NY
Previous Registrations
  • 2025-01-15 → 2026-06-15
    West Orange, NJ
    New York, NY
  • 2022-12-06 → 2025-01-03
    New York, NY
    Edina, MN
  • 2015-09-22 → 2022-12-07
    Round Table Wealth Management
    New York, NY
    Westfield, NJ
    Edina, MN
Other Businesses

Business Name: Titan Global Capital Management, Inc. Investment-Related: No Business Address: 508 LaGuardia Pl, New York, NY 10012 Nature of Business: Parent company providing technology platform for regulated subsidiaries. Position/Title/Relationship: Senior Vice President, Wealth Advisor Start Date: 06/29/2026 Hours/Month: 0 Hours/Month During Securities Trading Hours: 0 Duties: None. Compensation by Titan Global Capital Management, Inc. is reimbursed by subsidiary regulated entities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-16
  • S65 Uniform Investment Adviser Law Examination
    2015-09-16
Designations

View on SEC IAPD

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