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40 Ne Loop 410 Suite 644, San Antonio, TX 78216 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-07 |
Branch Locations
40 Ne Loop 410 Suite 644, San Antonio, TX 78216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymnd James Financial Services, Inc. | San Antonio | TX | 06/2016 | 02/2018 |
| S Harris Financial Group | San Antonio | TX | 11/2016 | 02/2018 |
| Lpl Financial Llc | San Antonio | TX | 03/2018 | Present |
| Texas Legacy Wealth Management | San Antonio | TX | 03/2018 | Present |
1) 02/26/2018 - TLWM, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2018 - 160 hr/mth 2) 02/26/2018 - TLWM, LLC - Non-Variable Insurance - fixed life, fixed annuities, LTC, disability - inv rel - at reported business location(s) - start: 02/2018 - 20 hr/mth 3) 2/20/2018 - TLWM, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:2/20/2018 - 160 Hours Per Month/7 Hours During Trading. 4) 2/2/2022 - TLWM, LLC - DBA: TLWM Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/28/2021 - 130 Hours Per Month/130 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-05 |
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