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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-17 |
| CA | RA | APPROVED | 2019-08-06 |
Branch Locations
3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States
2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 06/2015 | Present |
| Usa Hockey | Colorado Springs | CO | 08/2001 | Present |
| Bank Of America, N.A. | Chandler | AZ | 07/2019 | Present |
I*82772 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: USA HOCKEY INVESTMENT RELATED: N ADDRESS OF BUSINESS: COLORADO SPRINGS, COLORADO 80906 NATURE OF BUSINESS: OTHER,ICE HOCKEY OFFICIATING POSITION, TITLE, ASSOCIATION: OTHER, REGISTERED OFFICIAL START DATE OF RELATIONSHIP: 9/1/2002 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM A REGISTERED USA HOCKEY ICE HOCKEY OFFICIAL. AS AN OFFICIAL I GET TO SCHEDULE MY OWN GAME TIMES AND MAKE MY OWN SCHEDULE BASED ON MY AVAILABILITY. THESE GAMES ARE USUALLY ON WEEKNIGHTS AND WEEKENDS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-10 |
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