David Edward Buffie

Current Employers

Employment History

• 07/2015 → 12/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 12/2015 → 12/2019
  Bank Of America, N.A.
  Charlotte, NC
• 12/2019 → 08/2024
  Wells Fargo Clearing Services, Llc.
  Charlotte, NC
• 08/2024 → Present
  Osaic Wealth Inc
  Charlotte, NC

Previous Registrations

• 2019-12-05 → 2024-08-22
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 2015-10-30 → 2019-12-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC

Other Businesses

1. TRUSTEE FOR FATHER'S TRUST, INV RELATED, CHARLOTTE, NC, START 8/8/2019, 0 HRS/MONTH, 0 HRS DURING TRADING. 2. 5CHURCHBUCKHEAD LLC, NOT INV RELATED, ATLANTA, GA, 5% OWNERSHIP, START 4/1/2022, ZERO HOURS PER MONTH, ZERO DURING TRADING, RESTAURANT. 3. 5CHURCH MIDTOWN, LLC, NOT INV RELATED, ATLANTA, GA 10% OWNERSHIP, START 7/1/2016, ZERO HOURS PER MONTH, ZERO DURING TRADING, RESTAURANT. 4. CRAIG A BUFFIE ILIT TRUSTEE POSITION: Trustee NATURE: Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2019 ADDRESS: 1506 Parson St, Charlotte NC 28202, United States DESCRIPTION: Act as trustee for my dad's irrevocable life insurance trust. We consider and/or execute a rebalance of the holdings inside of the VUL policy once a year., 5. GCG WEALTH MANAGEMENT LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 08/01/2024 ADDRESS: 1415 Vantage Park, suite 250, Charlotte NC 28203, United States DESCRIPTION: Financial Advisor & Insurance sales 6. DAVID BUFFIE FIXED INSURANCE POSITION: Insurance Agent/Producer NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/2024 ADDRESS: 1415 Vantage Park, Charlotte NC 28203, United States DESCRIPTION: sales and service of fixed insurance/annuity products

Exams

• S66 Uniform Combined State Law Examination
  2015-10-29

Designations

Other Names

• David E Buffie