Beatriz C Romero

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 02/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 02/2013 → 09/2017
  Unistitch Corp
  Palmetto Bay, FL
• 05/2016 → 02/2017
  Bank Of America, N.A.
  Miami, FL
• 04/2018 → 08/2019
  Ascendo
  Miami, FL
• 07/2017 → 04/2018
  Harbor Ithaka Wm Llc
  Miami, FL
• 08/2020 → 05/2021
  Wells Fargo Clearing Services, Llc.
  Miami, FL
• 09/2019 → 08/2020
  Job Search
  Miami, FL
• 03/2017 → 06/2017
  Job Search
  Miami, FL
• 06/2021 → Present
  Morgan Stanley
  Miami, FL

Previous Registrations

• 2020-08-20 → 2021-05-17
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 2018-10-26 → 2019-09-05
  Itau International Securities Inc.
  Miami, FL
  Miami, FL
  Miami, FL
• 2017-12-06 → 2018-05-02
  Harbor Ithaka
  Aventura, FL
• 2016-07-12 → 2017-02-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL

Exams

• S66 Uniform Combined State Law Examination
  2016-07-08

Other Names

• Beatriz Corina Gomez Rutmann
• Beatriz Corina Gomez
• Beatriz C Romero
• Beatriz Corina Romero