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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-31 |
| WI | RA | APPROVED | 2025-03-31 |
Branch Locations
300 N Corporate Dr Ste 100, Brookfield, WI 53045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Saint Louis | MO | 08/2015 | 03/2025 |
| Ameriprise Financial Services Llc | Brookfield | WI | 03/2025 | Present |
Real Estate Ownership; Single Family; S9W31465 Irwin Ct, , Delafield, WI, 53183; Investment-Related; 04/01/2024 / Single Family; 1929 N Pierce St #15, , Milwaukee, WI, 53212; Investment-Related; 08/01/2024. Business Ownership; Penelope Holdings LLC; Owner; Real Estate; W310S7505 Arbor Dr, , Mukwonago, WI, 53149; Investment-Related; 01/01/2023; 0 hours per month; 0 during trading hours. Board of Directors; Beerline River Homes Condominium Board; Vice President; W310S7505 Arbor Drive, , Mukwonago, WI, 53066; Not Investment-Related; 12/02/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; American Kennel Club; AKC Dog Show Judge; Event Judge; PO Box 900052 , , Raleigh, NC, 27675; Not Investment-Related; 10/01/1995; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-06 |
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