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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
WI RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31
  • WI RA
    APPROVED
    Since 2025-03-31

Branch Locations

Mukwonago, WI • United States

300 N Corporate Dr Ste 100, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Saint Louis MO 08/2015 03/2025
Ameriprise Financial Services Llc Brookfield WI 03/2025 Present
Previous Registrations
  • 2016-02-19 → 2025-04-01
    San Martin, CA
    Camano Island, WA
    St Louis, MO
    Oconomowoc, WI
    Gilroy, CA
    San Martin, CA
Other Businesses

Real Estate Ownership; Single Family; S9W31465 Irwin Ct, , Delafield, WI, 53183; Investment-Related; 04/01/2024 / Single Family; 1929 N Pierce St #15, , Milwaukee, WI, 53212; Investment-Related; 08/01/2024. Business Ownership; Penelope Holdings LLC; Owner; Real Estate; W310S7505 Arbor Dr, , Mukwonago, WI, 53149; Investment-Related; 01/01/2023; 0 hours per month; 0 during trading hours. Board of Directors; Beerline River Homes Condominium Board; Vice President; W310S7505 Arbor Drive, , Mukwonago, WI, 53066; Not Investment-Related; 12/02/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; American Kennel Club; AKC Dog Show Judge; Event Judge; PO Box 900052 , , Raleigh, NC, 27675; Not Investment-Related; 10/01/1995; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-06
  • S66 Uniform Combined State Law Examination
    2016-01-06
Other Names
  • Annemieke Van Der Werf Price
  • Annemieke Van Der Werf

View on SEC IAPD

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