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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-11-01 |
Branch Locations
2570 N 1St St. Ste 200, San Jose, CA 95131 • United States
Cupertino, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Protiviti, Inc | San Francisco | CA | 07/2012 | 09/2016 |
| Quest Capital Strategies, Inc. | Lake Forest | CA | 04/2016 | 11/2016 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2016 | Present |
1. MATTERPORT,INC. SUNNYVALE,CA. 11/19/2016, DIRECTOR OF HIGH TECH FIRM, NOT INVESTMENT RELATED, 20/WEEKLY, 3/TRADE 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. RENE-FRANCOIS CERVANTES, San Jose CA 95131, 11/2024, Certified Public Accountant, Accounting/Bookkeeping/Payroll Services, NIR, 40 HR/MO, 5 HR/MO TRADING. 4. CERVANTES FAMILY TRUST 2024, P.O. Box 2850, Cupertino CA 95015, United States, 11/12/2024, Rental Income, NIR, 0 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-19 |
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