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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-24
WA RA APPROVED 2015-10-16
  • TX RA
    APPROVED
    Since 2017-04-24
  • WA RA
    APPROVED
    Since 2015-10-16

Branch Locations

2707 Colby Ave, Everett, WA 98201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Everett WA 07/2015 Present
Bank Of America, N.A. Everett WA 09/2015 Present
Other Businesses

I*4495265 Entity Type: Name of OBA: Snohomish County Estate Planning Council Address: Everett, Washington, 98208 Investment Related: No Position, Title, Association: Treasurer, Board Member Employee Start Date: 05/21/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: The SCEPC is a member-based organization which strives to promote education and collaboration of its members in learning and sharing estate planning objectives. The Council consists of professionals of a variety of estate planning disciplines, including accountants, attorneys, financial advisors, insurance professionals, trust officers, charitable organizations and others engaged in estate planning efforts. Each board member serves a 4 year term. The first year they serve as treasurer (responsible for collecting member dues and paying bills), the second year they serve as secretary (keeping track of membership and logistics at council meetings), third year: vice president (organizing speakers for the meetings), and fourth year: president (introducing speakers and recruiting new board members).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-15
  • S66 Uniform Combined State Law Examination
    2015-10-15
Other Names
  • Sarah E Roshak
  • Sarah Elizabeth Roshak

View on SEC IAPD

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