Michael H Palumbo

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-26

NY RA
APPROVED

Since 2021-07-26

Branch Locations

Tonawanda, NY • United States

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M&T Securities	Buffalo	NY	07/2015	06/2021
Hsbc Securities (Usa) Inc.	Depew	NY	07/2021	Present
Hsbc Bank Usa, N.A.	Depew	NY	06/2021	Present

07/2015 → 06/2021

M&T Securities

Buffalo, NY
07/2021 → Present

Hsbc Securities (Usa) Inc.

Depew, NY
06/2021 → Present

Hsbc Bank Usa, N.A.

Depew, NY

Previous Registrations

2021-03-31 → 2021-06-09

M&T Securities, Inc.

Buffalo, NY

Buffalo, NY

Other Businesses

Rental property; on the Board of Directors for the Buffalo Canoe Club; club officer. I report rent collected form my tenants; the board position is voluntary.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-03-30
S63	Uniform Securities Agent State Law Examination	2019-05-13

S66 Uniform Combined State Law Examination

2021-03-30
S63 Uniform Securities Agent State Law Examination

2019-05-13

Other Names

Michael Howard Palumbo

View on SEC IAPD