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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Financial | Appleton | WI | 05/2016 | 05/2026 |
| Thrivent Investment Management Inc | Minneapolis | MN | 05/2016 | 05/2026 |
| Massmutual | Spring Field | MA | 06/2026 | Present |
| Mml Investors Services, Llc | Sunnyvale | CA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-08 |
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