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Colleen Canny

Wells Fargo Clearing Services, LLC

Westchester, IL

St. Louis, MO

CRD 6533423

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-05-08
NC RA APPROVED 2021-11-24
  • IL RA
    APPROVED
    Since 2026-05-08
  • NC RA
    APPROVED
    Since 2021-11-24

Branch Locations

2 Westbrook Corp Ctr, Westchester, IL 60154 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc New York NY 07/2015 11/2018
Jp Morgan Securities New York NY 07/2015 11/2018
Jp Morgan Chase Bank Na New York City NY 05/2012 11/2018
Canny Properties, Llc. Ft Myers Beach FL 10/2017 Present
Santander Bank, Na Boston MA 11/2018 02/2021
Santander Securities Llc Dorchester MA 11/2018 02/2021
Wells Fargo Clearing Services Charlotte NC 09/2021 Present
Wells Fargo Bank Charlotte NC 06/2021 Present
  • 07/2015 → 11/2018
    Jp Morgan Securities Llc
    New York, NY
  • 07/2015 → 11/2018
    Jp Morgan Securities
    New York, NY
  • 05/2012 → 11/2018
    Jp Morgan Chase Bank Na
    New York City, NY
  • 10/2017 → Present
    Canny Properties, Llc.
    Ft Myers Beach, FL
  • 11/2018 → 02/2021
    Santander Bank, Na
    Boston, MA
  • 11/2018 → 02/2021
    Santander Securities Llc
    Dorchester, MA
  • 09/2021 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
  • 06/2021 → Present
    Wells Fargo Bank
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-14
  • S66 Uniform Combined State Law Examination
    2015-11-14
Other Names
  • Colleen Marie Canny

View on SEC IAPD

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