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Christian Phillip Friday

Rbc Capital Markets, LLC

New York, NY

CRD 6532985

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-05-27
  • PA RA
    APPROVED
    Since 2016-05-27

Branch Locations

200 Vesey St., New York, NY 10281 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Market, Llc Pittsburgh PA 10/2015 Present
  • 10/2015 → Present
    Rbc Capital Market, Llc
    Pittsburgh, PA
Other Businesses

1) Name: Keystone Oaks School District Address: 1000 Kelton Avenue Pittsburgh, PA 15216 Business Description: School District Start Date: 03/08/21 Capacity: Employee Duties: Assistant Track Coach for the High School track team. Hour per month: 10 Hours per month during business hours: 3 2) NAME OF ENTITY: Chatham University ADDRESS: Woodland Road Pittsburgh, PA 15232 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Assistant Track & Field Coach CAPACITY: Employee START DATE: 01/09/23 DUTIES: Assistant Track & Field Coach. Providing coaching to the sprinters and hurdlers on the Chatham University Track & field team. HOURS DEVOTED PER MONTH: 10 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-27
  • S66 Uniform Combined State Law Examination
    2016-05-27

View on SEC IAPD

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