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Trisha Abad Sinouanthavysouk

J.P. Morgan Securities LLC

Charlotte, NC

Del Mar, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-10
TX RA APPROVED 2018-08-10
  • CA RA
    APPROVED
    Since 2018-08-10
  • TX RA
    APPROVED
    Since 2018-08-10

Branch Locations

500 Providence Rd, Floor 01, Charlotte, NC 28207 • United States

2770 Via De La Valle Ln, Del Mar, CA 92014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unionbanc Investment Services, Llc San Diego CA 11/2017 07/2018
Jpmorgan Chase Bank, Na San Diego CA 09/2009 11/2017
Jpmorgan Chase Bank Na Del Mar CA 07/2018 Present
Trisha Sinouanthavysouk San Diego CA 09/2016 06/2018
Jpmorgan Securities Llc Del Mar CA 08/2018 Present
  • 11/2017 → 07/2018
    Unionbanc Investment Services, Llc
    San Diego, CA
  • 09/2009 → 11/2017
    Jpmorgan Chase Bank, Na
    San Diego, CA
  • 07/2018 → Present
    Jpmorgan Chase Bank Na
    Del Mar, CA
  • 09/2016 → 06/2018
    Trisha Sinouanthavysouk
    San Diego, CA
  • 08/2018 → Present
    Jpmorgan Securities Llc
    Del Mar, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-19
  • S66 Uniform Combined State Law Examination
    2018-03-19
Other Names
  • Trisha Geraldine Abad

View on SEC IAPD

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