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Andrew Michael Brandt

Rbc Capital Markets, LLC

Wayzata, MN

Corcoran, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-26
MN RA APPROVED 2019-08-06
  • TX RA
    APPROVED
    Since 2019-09-26
  • MN RA
    APPROVED
    Since 2019-08-06

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Corcoran, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Service Co. San Antonio TX 06/2016 07/2017
American Funds San Antonio TX 08/2017 07/2019
Rbc Capital Markets, Llc. Wayzata MN 08/2019 Present
City National Bank Wayzata MN 11/2019 Present
  • 06/2016 → 07/2017
    American Funds Service Co.
    San Antonio, TX
  • 08/2017 → 07/2019
    American Funds
    San Antonio, TX
  • 08/2019 → Present
    Rbc Capital Markets, Llc.
    Wayzata, MN
  • 11/2019 → Present
    City National Bank
    Wayzata, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-09
S63 Uniform Securities Agent State Law Examination 2017-09-06
  • S65 Uniform Investment Adviser Law Examination
    2017-11-09
  • S63 Uniform Securities Agent State Law Examination
    2017-09-06

View on SEC IAPD

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