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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-17
WA RA APPROVED 2024-10-17
  • TX RA
    APPROVED
    Since 2024-10-17
  • WA RA
    APPROVED
    Since 2024-10-17

Branch Locations

1498 Se Tech Center Place Suite 145, Vancouver, WA 98683 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2015 10/2024
Raymond James Financial Services, Inc. Vancouver WA 10/2024 Present
Raymond James Financial Services Advisors, Inc. Vancouver WA 10/2024 Present
Previous Registrations
  • 2015-11-13 → 2024-10-18
    Vancouver, WA
    Vancouver, WA
    Brush Prairie, WA
    St Louis, MO
Other Businesses

(1)Name of Business: DBDS WM, LLC Address: 1498 SE Tech Center Pl Ste 145, Vancouver, WA, 98683-5530, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 10/17/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am the owner of DBDS WM, LLC as a holding and passthrough entity in association with my affiliation with Raymond James. (2)Name of Business: Elements NW Photography Address: 11933 NE 212th Ave, Brush Prairie, WA, 98606, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a sole proprietor photography business mainly focused on action sports events and portraits. (3)Name of Business: Vista NW WM, LLC. Address: 1498 SE Tech Center Pl Ste 145, Vancouver, WA, 98683-5530, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 10/17/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I oversee the operations of Vista NW WM, LLC. as it relates to our affiliation with Raymond James.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-19
  • S66 Uniform Combined State Law Examination
    2015-09-19
Designations
Other Names
  • David Richard Brown

View on SEC IAPD

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