Chase Franklin Walker

Current Employers

Employment History

• 03/2000 → 04/2017
  Cfw Financial
  Trinity, FL
• 05/2017 → 01/2022
  Janus Distributors Llc
  Denver, CO
• 01/2021 → 10/2022
  Janus Henderson Investors Us Llc
  Denver, CO
• 01/2022 → 10/2022
  Janus Henderson Distributors Us Llc
  Denver, CO
• 10/2022 → 06/2024
  Securities America, Inc.
  Denver, CO
• 01/2023 → 06/2024
  Securities America Advisors
  Denver, CO
• 06/2024 → Present
  Osaic Wealth, Inc.
  Denver, CO

Previous Registrations

• 2023-01-19 → 2024-06-14
  Securities America Advisors, Inc.
  Denver, CO

Other Businesses

1. CORNERSTONE WEALTH ADVISORS, INC POSITION: Financial Advisor NATURE: Investment Advisory services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/24/2022 ADDRESS: 4625 Little Rd., New Port Richey FL 34655 DESCRIPTION: Investment advisory services. 2. DBA: Cornerstone Wealth Advisors, Inc 3. CFW FINANCIAL GROUP POSITION: Financial Advisor NATURE: Investment Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/23/2024 ADDRESS: 4625 Little Rd, New Port Richey FL 34655 DESCRIPTION: Investment Advisory Services 4. CORNERSTONE ENTERPRISES LLC POSITION: Partner NATURE: LLC for which our team assigns our investment advisory fees and broker/dealer commissions from Osaic Wealth. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2025 ADDRESS: 4625 Little Rd, Trinity FL 34655, United States DESCRIPTION: This is the primary entity which our team of licensed financial professionals assigns our income from Osaic Wealth to. This is our DBA for our affiliation with Osaic Wealth. 5. CFW HOLDINGS LLC POSITION: Owner NATURE: LLC taxed as S-corp INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 2370 S Ogden St., Denver CO 80210, United States DESCRIPTION: CFW Holdings is my personal S-corp that I own 10% of Cornerstone Enterprises through. This entity is just used to pay myself from my role as a partner in Cornerstone Enterprises. All income from Cornerstone Enterprise and CFW Holdings is a result of my role as a investment advisor representative and registered representative of Osaic Wealth. 6. CORNERSTONE WEALTH ADVISORS POSITION: Owner NATURE: Academic Scholarship set up by the business to award selected students with financial aid for higher education. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/13/2026 ADDRESS: 4625 Little Rd, Trinity FL 34655, United States DESCRIPTION: Reviewing and selecting applications submitted by students in consideration for the scholarship.

Exams

• S66 Uniform Combined State Law Examination
  2023-01-13
• S63 Uniform Securities Agent State Law Examination
  2017-06-27

Other Names

• Chase Walker