Best Investors Account Sign in

Cecilia Mcqueen

LPl Financial LLC

Fort Mill, SC

Huntersville, NC

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-04-30
NC RA APPROVED 2022-01-31
  • SC RA
    APPROVED
    Since 2024-04-30
  • NC RA
    APPROVED
    Since 2022-01-31

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Huntersville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Charlotte NC 02/2015 06/2019
Mml Investors Services, Llc Charlotte NC 03/2017 06/2019
Wells Fargo Clearing Services Charlotte NC 01/2020 01/2022
Unemployed Charlotte NC 06/2019 01/2020
Lpl Fiinancial Llc Fort Mill SC 01/2022 Present
  • 02/2015 → 06/2019
    Metlife Securities Inc
    Charlotte, NC
  • 03/2017 → 06/2019
    Mml Investors Services, Llc
    Charlotte, NC
  • 01/2020 → 01/2022
    Wells Fargo Clearing Services
    Charlotte, NC
  • 06/2019 → 01/2020
    Unemployed
    Charlotte, NC
  • 01/2022 → Present
    Lpl Fiinancial Llc
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-28
S63 Uniform Securities Agent State Law Examination 2004-11-17
  • S66 Uniform Combined State Law Examination
    2019-05-28
  • S63 Uniform Securities Agent State Law Examination
    2004-11-17
Other Names
  • Cecilia L Williams
  • Cecilia L Mcqueen
  • Cecilia Mcqueen
  • Cecilia Lavonda Mcqueen

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor