Edward Michael Botelho

Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 09/2018
  New York Life
  Johnston, RI
• 09/2021 → 04/2022
  Securian Financial
  Braintree, MN
• 12/2019 → 04/2024
  Hockey Coach
  Lakeville, MA
• 07/2022 → 05/2024
  Securities America, Inc.
  Warren, RI
• 07/2022 → 05/2024
  Securities America Advisors
  Warren, RI
• 09/2018 → 09/2021
  Baystate Financial
  Providence, RI
• 05/2024 → 06/2025
  Creativeone Wealth, Llc
  Overland Park, KS
• 08/2023 → Present
  Wealth Max
  Bristol, RI
• 06/2025 → Present
  Foundations Investment Advisors, Llc
  Bristol, RI

Previous Registrations

• 2024-05-17 → 2025-06-17
  Creativeone Wealth, Llc
  Overland Park, KS
  Bristol, RI
• 2023-07-11 → 2024-05-17
  Horter Investment Management, Llc
  Cincinnati, OH
  Bristol, RI
• 2022-07-18 → 2022-08-09
  Securities America Advisors, Inc.
  Warren, RI
• 2021-09-16 → 2022-04-21
  Securian Financial Services, Inc.
  Braintree, MA
• 2021-01-21 → 2021-08-10
  Mml Investors Services, Llc
  Seekonk, MA
  East Providence, RI

Other Businesses

Name of Business: WealthMax Financial Group Fixed Insurance Investment Related: Yes, Address: 655 Metacom Ave. Bristol, RI 02809 Nature of Business: WealthMax is a financial planning firm Position/Title: Owner Start Date: 8/2023 Approx Hours/Month: 1 Approx Hours/Month During Trading Hours: 160 Duties: Advisor/ business operations Name of Business: Coggeshall LLC, Fixed Insurance Investment Related: No, Address: 11 Coggeshall Ave. Bristol, RI 02809 Nature of Business: Rental Property Position/Title: OwnerStart Date: 2000 Approx Hours/Month: 1 Approx Hours/Month During Trading Hours: 4 Duties: Rent the property out Name of Business: WealthMax Financial Group Investment Related: Yes, Address: 655 Metacom Ave. Bristol, RI 02809 Nature of Business: Non-Legal Estate Planning administrative services using 3rd party Encore Estate: Duties include Non-legal services to assist client with documentation organization, data entry, and platform navigation related to estate planning software. Start Date 03/2026: Approximately 8 HRS/Month Spent on activity

Exams

• S66 Uniform Combined State Law Examination
  2020-12-31
• S63 Uniform Securities Agent State Law Examination
  2019-02-01

Other Names

• Edward Michael Botelho
• Edward Michael Botelho
• Edward Botelho