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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-15 |
| ID | RA | APPROVED | 2025-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mountain America Fcu | Salt Lake City | UT | 10/2017 | 09/2024 |
| Three Points Center | La Verkin | UT | 03/2015 | 10/2017 |
| Full Time Education | St George | UT | 01/2014 | 05/2017 |
| Lpl Financial Llc | Salt Lake City | UT | 03/2021 | 11/2024 |
| R&D Corp | Nampa | ID | 08/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2024 | 11/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2024 | 11/2025 |
| Westmark Cu | Eagle | ID | 11/2024 | Present |
| Lpl Financial Llc | Eagle | ID | 11/2025 | Present |
1. 11/2025 - R&D Corp - Business Owner - Investment Related - Nampa, ID - Start Date 08/01/2024 - 25 Hrs/Mth/ 0 Hrs During Trading 2. 03/31/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Westmark Wealth Management - Investment Related - At Reported Business Location(s) - Start Date 11/18/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-18 |
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