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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-09 |
| NC | RA | APPROVED | 2018-04-11 |
Branch Locations
4350 Congress Street Suite 300, Charlotte, NC 28209 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Charlotte | NC | 08/2017 | Present |
| Massmutual Life Insurance Co | Charlotte | NC | 08/2017 | Present |
| Unc At Chapel Hill | Chapel Hill | NC | 06/2013 | 08/2017 |
| Hornor, Townsend & Kent, Inc. | Charlotte | NC | 07/2015 | 11/2016 |
(1) Name: William Stephens Koster Inv Rel: Y Add: 4350 Congress Street, Suite 300, Charlotte, NC 28209 Nature: Outside Insurance - Life & Disability Position: Agent Start: 11/17/2021 No hrs/mo: 1 No hrs/mo dur trading: 1 Duties: Life and disability insurance. (2) Name: Spaugh Dameron Tenny LLC INV Rel: Y Add: 4350 Congress St, STE 300, Charlotte, NC 28209 Nature/Duties: Owner of LLC For Pass Through Compensation Position: Owner Start Date: 01/01/2026 No. Hr/Mo: 0 No. Hr/Mo During Sec Trading: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-15 |
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