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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-01 |
| PA | RA | APPROVED | 2023-03-13 |
Branch Locations
3701 Corporate Parkway Suite 110, Center Valley, PA 18034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Distributors | Radnor | PA | 07/2015 | 07/2019 |
| Sanofi Pasteur | Bridgewater | NJ | 09/2019 | 07/2022 |
| Mml Investors Services, Llc | Warren | NJ | 08/2022 | 02/2023 |
| Massmutual Life Insurance Company | Warren | NJ | 08/2022 | 02/2023 |
| Stifel, Nicolaus & Company, Incorporated | Wilkes-Barre | PA | 03/2023 | Present |
1. Camelot for Children; 2354 W. Emmaus Ave. Allentown PA 18103; 501(c)(3) tax-exempt organization. Provides year round social and educational opportunities for children with special needs; Board of Directors; Finance Committee; 06/03/2024; 2 hrs/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-11 |
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