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Benjamin D Carter

Mooney Financial

Jacksonville Beach, FL

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Current Employers
Mooney Financial

320 1St Street N #705, Jacksonville Beach, FL 32250 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-22
  • FL RA
    APPROVED
    Since 2024-11-22

Branch Locations

320 1St Street N #705, Jacksonville Beach, FL 32250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2015 11/2024
Northwestern Mutual Investment Services Llc Jacksonville FL 07/2016 11/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2017 11/2024
Farmer Companies Burlington VT 01/2020 Present
Mooney Financial, Llc Jacksonville Beach FL 11/2024 Present
  • 09/2015 → 11/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2016 → 11/2024
    Northwestern Mutual Investment Services Llc
    Jacksonville, FL
  • 09/2017 → 11/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2020 → Present
    Farmer Companies
    Burlington, VT
  • 11/2024 → Present
    Mooney Financial, Llc
    Jacksonville Beach, FL
Other Businesses

1. EMPLOYEE, FARMER COMPANIES, 60 LAKE STREET, BURLINGTON, , VERMONT, 05401, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 1/3/2020, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, OPERATIONS, STRATEGY, MARKETING, HELP WITH DISTRIBUTION 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-11-28
  • S63 Uniform Securities Agent State Law Examination
    2016-11-28
Designations
Other Names
  • Ben D Carter

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