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Jason C. Thai

Wells Fargo Clearing Services, LLC

San Francisco, CA

San Francisco, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States

2100 Chestnut St, San Francisco, CA 94123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank San Francisco CA 06/1990 Present
Wells Fargo Advisors Llc San Francisco CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc San Francisco CA 11/2016 Present
  • 06/1990 → Present
    Wells Fargo Bank
    San Francisco, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    San Francisco, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    San Francisco, CA
Previous Registrations
  • 2008-10-16 → 2011-01-03
    Wells Fargo Investments, Llc
    San Francisco, CA
  • 2005-06-21 → 2006-10-23
    Wells Fargo Investments, Llc
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-20
  • S66 Uniform Combined State Law Examination
    2005-06-20

View on SEC IAPD

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Other Offices

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DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
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