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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-07-20
  • AZ RA
    APPROVED
    Since 2022-07-20

Branch Locations

2190 E. Elliot Road Suite 100, Tempe, AZ 85284 • United States

Queen Creek, AZ • United States

100 2Nd Ave. South, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Scottsdale AZ 01/2016 11/2017
E*Trade Capital Management Llc Scottsdale AZ 01/2016 11/2017
E*Trade Securities Llc Seattle WA 11/2017 06/2018
E*Trade Capital Management Llc Seattle WA 11/2017 06/2018
E*Trade Securities Llc Scottsdale AZ 06/2018 10/2019
E*Trade Capital Management Llc Scottsdale AZ 06/2018 10/2019
Edward Jones Tempe AZ 10/2019 06/2022
Northern Trust Securities, Inc. Tempe AZ 06/2022 Present
  • 01/2016 → 11/2017
    E*Trade Securities Llc
    Scottsdale, AZ
  • 01/2016 → 11/2017
    E*Trade Capital Management Llc
    Scottsdale, AZ
  • 11/2017 → 06/2018
    E*Trade Securities Llc
    Seattle, WA
  • 11/2017 → 06/2018
    E*Trade Capital Management Llc
    Seattle, WA
  • 06/2018 → 10/2019
    E*Trade Securities Llc
    Scottsdale, AZ
  • 06/2018 → 10/2019
    E*Trade Capital Management Llc
    Scottsdale, AZ
  • 10/2019 → 06/2022
    Tempe, AZ
  • 06/2022 → Present
    Tempe, AZ
Previous Registrations
  • 2019-10-31 → 2022-06-22
    Tempe, AZ
    Tempe, AZ
  • 2016-01-22 → 2019-11-13
    Harrisdirect Llc
    Scottsdale, AZ
    Arlington, VA
    Scottsdale, AZ
    Seattle, WA
  • 2015-12-01 → 2016-01-15
    Phoenix, AZ
Other Businesses

Malca- Amit - Non-Investment Related Address - 580 5th Ave, Lobby 1, New York, New York 100036 Global logistics provider specializing in secured transport for valuables Package Handler - This particular role will include the handling and transportation of packages and items involved in jewelry and gem shows. My role will include transporting these items from location to location and being available for set up of show equipment. Start Date - 10/22/2025 - Current Hours/Month - This role is typically 24 hours of work once or twice a year Trading Hours - Most contributions are completed on the weekend during non trading hours and when completed during the weekday, I will be out of the office for my primary role with Northern Trust

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-01
  • S66 Uniform Combined State Law Examination
    2015-12-01
Other Names
  • Kyle A Walters
  • Kyle Anthony Walters

View on SEC IAPD

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