Andrew Michael Miller

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-04-22
SC	RA	APPROVED	2024-04-16
FL	RA	APPROVED	2024-04-12
GA	RA	APPROVED	2024-04-12
MO	RA	APPROVED	2024-04-12
AK	RA	APPROVED	2024-04-11
CO	RA	APPROVED	2024-04-11
WA	RA	APPROVED	2024-04-11
TX	RA	APPROVED_RES	2023-01-03
NC	RA	APPROVED	2022-01-31
PA	RA	APPROVED	2021-11-26
MN	RA	APPROVED	2020-05-18

CA RA
APPROVED

Since 2024-04-22
SC RA
APPROVED

Since 2024-04-16
FL RA
APPROVED

Since 2024-04-12
GA RA
APPROVED

Since 2024-04-12
MO RA
APPROVED

Since 2024-04-12
AK RA
APPROVED

Since 2024-04-11
CO RA
APPROVED

Since 2024-04-11
WA RA
APPROVED

Since 2024-04-11
TX RA
APPROVED_RES

Since 2023-01-03
NC RA
APPROVED

Since 2022-01-31
PA RA
APPROVED

Since 2021-11-26
MN RA
APPROVED

Since 2020-05-18

Branch Locations

Fort Mill, SC • United States

13024 Ballantyne Corporate Plaza Suite 650, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
University Of St. Thomas	St. Paul	MN	08/2013	05/2017
Grace Church	Eden Prairie	MN	07/2017	08/2018
Ubs Financial Services, Inc.	Bloomington	MN	04/2019	Present
Unemployed	Edina	MN	09/2018	03/2019

08/2013 → 05/2017

University Of St. Thomas

St. Paul, MN
07/2017 → 08/2018

Grace Church

Eden Prairie, MN
04/2019 → Present

Ubs Financial Services, Inc.

Bloomington, MN
09/2018 → 03/2019

Unemployed

Edina, MN

Other Businesses

1) Name of Business: Southern Stays LLC./ Address: United States./ Nature: To consult and market people's short term rental properties. To lease a property and then run a short term rental from that. No purchase of real estate will be involved./ Roles: Partner./ Duty: Talking with Landlords and consulting them for short term rentals of their property. Since we are not owning the real estate we would be working directly with property owners to sublease their homes./ Time Required: N/A. 2) Shipt, A third party that connects grocery shoppers with people who are looking for people to have their groceries shopped for, I will be shopping for people's groceries and then delivering them to their door, start date-7/29/2020, Birmingham Alabama United States-35203.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-05-18

S66 Uniform Combined State Law Examination

2020-05-18

View on SEC IAPD