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Thomas Blue

Wells Fargo Clearing Services, LLC

Washington, DC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-03-14
DC RA APPROVED 2022-05-16
  • MD RA
    APPROVED
    Since 2023-03-14
  • DC RA
    APPROVED
    Since 2022-05-16

Branch Locations

1700 K St Nw Ste 875, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcadam Llc Boston MA 05/2018 09/2021
Boston College Chestnut Hill MA 08/2014 05/2018
Eastern Bank Boston MA 05/2017 08/2017
Citizens Securities, Inc Westwood MA 09/2021 04/2022
Citizens Bank, N.A Boston MA 09/2021 01/2022
Citizens Bank, N.A Westwood MA 01/2022 04/2022
Wells Fargo Clearing Services. Llc Washington DC 04/2022 Present
  • 05/2018 → 09/2021
    Mcadam Llc
    Boston, MA
  • 08/2014 → 05/2018
    Boston College
    Chestnut Hill, MA
  • 05/2017 → 08/2017
    Eastern Bank
    Boston, MA
  • 09/2021 → 04/2022
    Citizens Securities, Inc
    Westwood, MA
  • 09/2021 → 01/2022
    Citizens Bank, N.A
    Boston, MA
  • 01/2022 → 04/2022
    Citizens Bank, N.A
    Westwood, MA
  • 04/2022 → Present
    Wells Fargo Clearing Services. Llc
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-14
S65 Uniform Investment Adviser Law Examination 2018-12-05
  • S66 Uniform Combined State Law Examination
    2021-08-14
  • S65 Uniform Investment Adviser Law Examination
    2018-12-05
Other Names
  • Thomas Blue
  • Thomas Campbell Blue
  • T. Campbell Blue

View on SEC IAPD

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ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
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