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Harrison Call

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-02
TX RA APPROVED_RES 2025-03-31
NJ RA APPROVED 2019-08-06
  • NC RA
    APPROVED
    Since 2025-09-02
  • TX RA
    APPROVED_RES
    Since 2025-03-31
  • NJ RA
    APPROVED
    Since 2019-08-06

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Charlotte NC 11/2018 04/2019
Virginia Tech Blacksburg VA 08/2014 05/2018
N/A Roanoke VA 06/2018 11/2018
N/A Charlotte NC 04/2019 07/2019
Ubs Financial Services Inc. Charlotte NC 07/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-28
S66 Uniform Combined State Law Examination 2019-05-16
  • S65 Uniform Investment Adviser Law Examination
    2025-08-28
  • S66 Uniform Combined State Law Examination
    2019-05-16
Other Names
  • Harrison Douglas Call

View on SEC IAPD

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